為貫(guan)徹(che)落實新(xin)修訂的《中華人民共(gong)和國公司法(fa)》（以下(xia)簡(jian)稱(cheng)公司法(fa)），推動金融(rong)機(ji)構進一步優(you)化公司治(zhi)(zhi)理(li)結(jie)構、提升公司治(zhi)(zhi)理(li)質效，金融(rong)監管總局近日(ri)(ri)印發《關于公司治(zhi)(zhi)理(li)監管規(gui)定與公司法(fa)銜接有關事項的通(tong)知》（以下(xia)簡(jian)稱(cheng)《通(tong)知》），自印發之日(ri)(ri)起施行。

《通(tong)知(zhi)》根據(ju)公(gong)司法(fa)的(de)最新規定，進一步(bu)明確金(jin)(jin)融(rong)(rong)機(ji)構(gou)（包括銀行業金(jin)(jin)融(rong)(rong)機(ji)構(gou)、保險業金(jin)(jin)融(rong)(rong)機(ji)構(gou)和(he)金(jin)(jin)融(rong)(rong)控股公(gong)司，下同）監(jian)(jian)(jian)事(shi)會(hui)、職工(gong)(gong)董(dong)(dong)事(shi)設(she)(she)(she)置(zhi)等要求。一是(shi)允許金(jin)(jin)融(rong)(rong)機(ji)構(gou)根據(ju)自身實際，優化(hua)監(jian)(jian)(jian)督機(ji)構(gou)設(she)(she)(she)置(zhi)。可以(yi)(yi)繼(ji)續保留(liu)監(jian)(jian)(jian)事(shi)會(hui)、監(jian)(jian)(jian)事(shi)，也可以(yi)(yi)選(xuan)擇由董(dong)(dong)事(shi)會(hui)下設(she)(she)(she)的(de)審計委(wei)員(yuan)會(hui)履行監(jian)(jian)(jian)事(shi)會(hui)職責，不設(she)(she)(she)監(jian)(jian)(jian)事(shi)會(hui)或(huo)監(jian)(jian)(jian)事(shi)。二是(shi)職工(gong)(gong)人(ren)數三百人(ren)以(yi)(yi)上的(de)機(ji)構(gou)，除依法(fa)設(she)(she)(she)監(jian)(jian)(jian)事(shi)會(hui)并有職工(gong)(gong)監(jian)(jian)(jian)事(shi)的(de)外，其(qi)董(dong)(dong)事(shi)會(hui)成員(yuan)中應當有職工(gong)(gong)董(dong)(dong)事(shi)。職工(gong)(gong)董(dong)(dong)事(shi)由公(gong)司職工(gong)(gong)通(tong)過職工(gong)(gong)代(dai)表大會(hui)、職工(gong)(gong)大會(hui)或(huo)者其(qi)他形式民主選(xuan)舉(ju)產生。高級管理人(ren)員(yuan)和(he)監(jian)(jian)(jian)事(shi)不得兼任職工(gong)(gong)董(dong)(dong)事(shi)。三是(shi)金(jin)(jin)融(rong)(rong)機(ji)構(gou)要加強與股東(dong)、職工(gong)(gong)等利(li)益相關方的(de)溝通(tong)，結合實際推進章(zhang)程修(xiu)改和(he)人(ren)員(yuan)選(xuan)任工(gong)(gong)作。

制定《通知》是落實公(gong)司法的(de)(de)重要(yao)舉措，有(you)(you)利于金(jin)融(rong)(rong)機構(gou)建(jian)立符合(he)自身(shen)實際的(de)(de)治(zhi)(zhi)理架構(gou)，降(jiang)低管理成(cheng)本，提(ti)(ti)升(sheng)治(zhi)(zhi)理的(de)(de)靈(ling)活性和(he)有(you)(you)效性，有(you)(you)利于保(bao)護職工權益，加強企業民主管理，強化(hua)內部監督制衡。下一步，金(jin)融(rong)(rong)監管總局(ju)將(jiang)指導金(jin)融(rong)(rong)機構(gou)穩妥有(you)(you)序落實相關要(yao)求，持(chi)續健全公(gong)司治(zhi)(zhi)理，以(yi)更加完善的(de)(de)內部治(zhi)(zhi)理，為金(jin)融(rong)(rong)高質量發展提(ti)(ti)供有(you)(you)力支撐。